Registered Principal Support Specialist

Location: Remote
Compensation: Salary
Reviewed: Fri, Apr 04, 2025
This job expires in: 22 days
Securities Industry SIE License Market Dynamics

Job Summary

A company is looking for a Registered Principal Support Specialist who monitors and responds to inquiries from top producers and collaborates with management on departmental improvements.

Key Responsibilities
  • Monitor and respond to telephone inquiries from top producers
  • Function as a sales partner to assigned Securities Representatives
  • Collaborate with management to recommend and implement departmental changes
Required Qualifications
  • Bachelor's Degree preferred or 3 years of work experience in the Securities Industry
  • Ability to obtain SIE, Series 6 and 26 or 7 and 24 licenses
  • Knowledge of individual securities and market dynamics preferred
  • Excellent PC computer skills
  • Ability to manage multiple priorities and adapt to changes efficiently

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